Company - Dowgate Capital

Please read this Application Form carefully. The Application Form, together with our Terms and Conditions of Business and Schedule of Charges, will constitute a legal agreement between you and Dowgate Capital Limited. If you are unsure about how to complete any section of this form, please contact us.

What type of account do you require?

Execution Only: We will execute transactions on your instructions but will not provide you with any advice or recommendations on individual investments or on your investment strategies

Advisory: We can provide you with advice on what to buy, hold or sell, depending on your investment objectives and risk profile.

Discretionary: We will manage on a discretionary basis your portfolio of cash and investments via a dedicated portfolio manager.

Which broker are you applying for?

I confirm that I am over 18 years of age *

Company Details

Company Name

LEI Number

Status (Ltd, Plc, etc)

Country of Incorporation

Reg Number

Date of Incorporation

Phone Number

Registered Address

Address Line 1

Address Line 2

Town/City

Post Code

Country

Add a correspondence address

Director Details

Name as it Appears on Your Passport

Date of Birth

National Insurance Number

Nationality

Director Contact Details

Main Contact Number

Alternative Contact Number

Current Residential Address

Address Line 1

Address Line 2

Town/City

Post Code

Country

Length of time at current address

Add additional director

Bank Building Society Details

Please provide bank/building society details of the account to be used for settlement of your account

Bank Name

Name on Account

Sort Code

Account Number

Third Party Authority

Do you want to nominate any other person as an agent to be able to pass instructions to us for this account on your behalf?

Yes

No

Third Party Disclosure

Would you like copy contract notes sent to any other person (e.g. your accountant or solicitor?)

Yes

No

Consent and Acknowledgement

By completing this application I agree to Dowgate Capital undertaking Anti-Money Laundering (AML) checks using the information you have provided. This is carried out by a 3rd party company and will include at least a Credit Reference check and identity verification checks *

View to accept the Dowgate Capital Terms and Conditions of Business. *

— You must click the link to proceed

With effect from May 25th 2018 the EU wide General Data Protection Regulation (GDPR) came into effect. To ensure we only contact you when you would like us to do so, we need you to confirm that you are happy for us to contact you with regards different communications. For communications that you would like to receive from us, please opt in to any of the below:

Broker news and updates (Research based information) via email

Dowgate product news and updates via email

Data Privacy

In addition to the above, we have also updated our Privacy Notice and Cookie Policy, which sets out how we collect, store and handle your personal data. We can also provide you with our detailed privacy policy by emailing us at compliance@dowgate.co.uk

I have read and agree to Dowgate’s Privacy Statement *